When the Roaming Regulation 2012 regulating the charges mobile network operators can impose on their subscribers using telephone and data services outside their home country
In June 2017, the IV AML Directive came into force to follow upon FATF Recommendations published in 2012. In January 2020, it was supplemented with
MiFID II came into force few years ago now. Whilst it is not the first regulatory framework that increased substantially reporting requirements, monitoring and oversight
Firms on both sides of the Channel are currently facing an unprecedented challenge: UK has withdrawn from the European Union after 48 years of membership.
In May 2017, the European Union has recast the Directive governing shareholders rights with the aim of improving shareholders long term engagement and enhance transparency
The new regulatory framework, FinIA and FinSA and their corresponding Ordinances, that came into force in January 2020 in Switzerland significantly modify the way financial
The 3rd of January 2018, the entry into force of MiFID II/MiFIR, is a date that many will remember in the Financial Industry, just like
A quick summary of recent publications, consultations or any other relevant NCAs & ESAs initiatives including enforcement actions in the EU, the UK and Switzerland:
MiFID II, PRIIPS & ESG have substantially increased the reporting and information burdens faced by firms. Regulators believe that increased transparency shall address information asymmetries
Whether in the UK, EU, Switzerland or numerous other countries, financial activities are highly regulated and are subject to a significant number of laws and
