Regulations are often difficult to understand. They may be misleading. They rarely provide for clear, directly actionable solutions. Deontea’s employees are former regulators, experienced subject matters experts but also former compliance executives with experience of running risk and compliance functions. It allows them to provide sound and concrete answers on what a specific requirement means, but more importantly what it means for YOU.
Understanding the regulatory framework and derived obligations is paramount in properly addressing regulatory risks and mitigating the ensuing risks (e.g., Operational, Financial, Reputational … etc.). Deontea is there to assist you in identifying those obligations and the sought outcomes. It will support you in implementing adequate systems & controls to ensure that your business is protected. It provides you with appropriate assurance based on thorough analysis, backed by relevant regulatory references that will allow you to confidently operate and serve your clients.
Daily operations tend to overshadow the need to revisit arrangements put in place over time. Many firms tend to rely on market practices and/or “this is the way we always did it, and it worked”. Deontea Ltd, as an external expert is ideally placed to provide you with a healthy challenge, and assist in ensuring that your arrangements, systems and controls are still fit for purpose. By offering a truly bespoke support, it will assist in identifying gaps if any and will propose practical alternatives/solutions that are tailored to your business model.
Things change or evolve, and it is often difficult to foresee or maintain an adequate level of challenge within an organisation. Starting to carry on a new regulated activity, or simply expanding an existing one, may be extremely challenging from a regulatory and operational point of view. Deontea Ltd shall be your partner in these new projects. While you concentrate on operational issues: we will provide you with adequate expertise and knowledge that will help you easily navigate through any new/existing regulatory initiatives, transforming those potential burdens into opportunities.