AML / CTF Risk Assessment

In June 2017, the IV AML Directive came into force to follow upon FATF Recommendations published in 2012. In January 2020, it was supplemented with

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Regulatory Footprint

Whether in the UK, EU, Switzerland or numerous other countries, financial activities are highly regulated and are subject to a significant number of laws and

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Best Execution Insights

The 3rd of January 2018, the entry into force of MiFID II/MiFIR, is a date that many will remember in the Financial Industry, just like

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Key Updates and Deadlines

A quick summary of recent publications, consultations or any other relevant NCAs & ESAs initiatives including enforcement actions in the EU, the UK and Switzerland:

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