Asset Management

Asset Managers, Wealth Managers face a wide range of strategic, operational, and regulatory challenges whether in their local markets or internationally. Our expertise across different regulatory rule books makes us ideally positioned to support you and provide you with a robust understanding of the issues you need to address. We help you adopting effective solutions and appropriate regulatory arrangements suitable for your business model.

Whether you seek to be authorised, comply with a new regulatory initiative, review what you have in place, obtain a full regulatory opinion on more complex matters, or implement a tailored training program we can help.

We already support a broad range of firms across among others the following regulatory frameworks locally or on cross border basis:

  • Collective portfolio management (e.g., mutual, private, venture or alternative)
  • Discretionary portfolio management
  • Market Abuse
  • Securitisation
  • Product Distribution frameworks
  • Initial offering (Prospectus, Transparency, …)
  • ESG
  • Fund administration


  • Financial Services and Markets Act as amended
  • Markets in Financial Instruments and Financial Promotions Regulations
  • UK Market Abuse Regulation
  • FCA Handbook
  • EuVECA
  • EuSEF
  • ESG (Taxonomy Regulation, SFDR, CSDR, CSDD, …)
  • Prospectus Regulation
  • Code Monetaire & Financier
  • AMF Règlement Général & Doctrine
  • Loi Pacte
  • Loi 88-1201 du 23 décembre 1988 relative aux organismes de placement collectifs en valeurs mobilières telle qu’amendée
  • Ordonnance n° 2013-676 du 25 juillet 2013 modifiant le cadre juridique de la gestion d’actifs
  • Law of 17 December 2010 on undertakings for collective investments (UCIs)
  • Law of 13 February 2007 on specialised investment funds (SIFs)
  • Law of 15 June 2004 on investment companies in risk capital (SICARs)
  • Law of 23 July 2016 on reserved alternative investment funds (RAIFs)
  • Law of 22 March 2004 on securitisation
  • Luxembourg legal instruments transposing the above listed directives
  • CSSF circulars and publications related to the above listed regulatory instruments

Any other EU country on demand …

* Among others